Contracts Finder · Historical
THE FINANCIAL CONDUCT AUTHORITY
SM&CR Stocktake
Historical: no longer open for bids.
01/ The notice
Key facts
- Value
- £90,000Estimated value stated in the notice
- Deadline (UK time)
- Tue 8 Jan 2019A deadline does not apply to this historical notice. The source records Tue 8 Jan 2019, which is not an open deadline.
- Published
- 8 Apr 2019
- Region
- London
02/ The brief
What the notice says
Not fully read: this is the notice text; attached documents are not read.
The Senior Managers and Certification Regime (SM&CR) replaced the Approved Persons Regime (APR) for banks, building societies, credit unions and dual-regulated investment firms in March 2016. The SM&CR was created by legislation, based on the recommendations of the Parliamentary Commission on Banking Standards (PCBS).
In 2017, we conducted a stocktake of the implementation of SM&CR in the banking sector. This was relatively light and relied on information available internally. The results were generally positive but it was recognised at the time that it was still relatively soon after implementation, with the last deadlines having only recently been passed.
There has now been sufficient time for the regime to embed in firms and for any initial issues to have been overcome. We now want to undertake a further stocktake that will seek to provide more insight into how well the regime works in the banking sector. This will give the FCA the ability to consider corrective action if needed, give messages back to the industry and help guide the implementation of the SM&CR for other firms.
The proposed work aims to assess the success of the SM&CR in the banking sector (including banks, building societies and dual-regulated investment firms). It will focus on the embedding of the regime in the industry.
03/ Classification
CPV codes
Common Procurement Vocabulary codes, exactly as the notice lists them. No descriptions are added here.
- 79400000
- 79000000
04/ History
Releases of this notice
One release held, oldest first. Dates are UK time.
- 8 Apr 2019Contract notice
Contract notice published 8 April 2019.
Release 61e08369-7495-405c-b2f2-d3e1525253a0
View this release on Contracts Finder (opens in a new tab)
05/ Limits
What the source does not tell us
- Only one release is held, so there is no change history.
06/ Questions
About this notice
07/ Tender hubs
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08/ Related
Where to go next
These links follow a fixed rule applied to this notice’s buyer, text and CPV codes. They are not advice on whether to bid.
- Reference
- 61e08369-7495-405c-b2f2-d3e1525253a0
- Source
- Contracts Finder
- Stage
- contract · Contract
- Last verified
- Sat 11 Apr 2026, 15:41 BST
- Read at
- Sun 25 Oct 2026, 21:40 GMT
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